-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Em1k6H7Bvw0SeeIVvAl2kwQgBESsIGr2GWgM9Os177seVog5IwAoY6hWYNetBDbj RZsKCR304Sup98XwUyfehw== 0001017918-03-000034.txt : 20030327 0001017918-03-000034.hdr.sgml : 20030327 20030327172833 ACCESSION NUMBER: 0001017918-03-000034 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030327 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAGA COMMUNICATIONS INC CENTRAL INDEX KEY: 0000886136 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383042953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43224 FILM NUMBER: 03622014 BUSINESS ADDRESS: STREET 1: 73 KERCHEVAL AVE CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 BUSINESS PHONE: 3138867070 MAIL ADDRESS: STREET 1: 73 KERCHEVAL AVE CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAMCO INC /NY/ CENTRAL INDEX KEY: 0001017918 IRS NUMBER: 133390015 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 SC 13D/A 1 sga13d0327.txt SCHEDULE 13D/A FOR SAGA COMMUNICATIONS INC. SC 13D/A Amendment Number 15 to Schedule 13D Page 1 of 11 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16)* SAGA COMMUNICATIONS, INC. ----------------------------------------------------- (Name of Issuer) COMMON STOCK, CLASS A ----------------------------------------------------- (Title of Class of Securities) 786598102 ----------------------------------------------------- (CUSIP Number) Linda S. Martinson, Esq. (212) 583-2000 767 Fifth Avenue, 49th Floor, New York, NY 10153 ----------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 (12-91) Amendment Number 16 to Schedule 13D (continued) CUSIP No. 786598102 Page 2 of 11 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Baron Capital Group, Inc. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(C) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES 830,000 BENEFICIALLY ------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH 6,258,390 REPORTING ------------------------------------------------------------ PERSON 9 SOLE DISPOSITIVE POWER WITH 830,000 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 6,258,390 - ----------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,088,390 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.67% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* HC, CO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Amendment Number 16 to Schedule 13D (continued) CUSIP No. 786598102 Page 3 of 11 Pages - ----------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BAMCO, Inc. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(C) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 5,156,400 REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,156,400 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,156,400 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 28.13% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IA, CO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Amendment Number 16 to Schedule 13D (continued) CUSIP No. 786598102 Page 4 of 11 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Baron Capital Management, Inc. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(C) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES 830,000 BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 1,101,991 REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 830,000 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,101,991 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,931,991 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.54% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IA, CO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Amendment Number 16 to Schedule 13D (continued) CUSIP No. 786598102 Page 5 of 11 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Baron Asset Fund - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(C) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 4,140,000 REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,140,000 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,140,000 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 22.59% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IV, OO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Amendment Number 16 to Schedule 13D (continued) CUSIP No. 786598102 Page 6 of 11 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ronald Baron - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(C) OR 2(E) [ ] - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES 830,000 BENEFICIALLY ------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 6,258,390 REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 830,000 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,258,390 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,088,390 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.67% - ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Page 7 of 11 Pages Item 1. Security and Issuer (a) Name of Issuer: Saga Communications, Inc. (b) Address of Issuer's Principal Executive Offices: 73 Kercheval Ave. Grosse Pointe Farms, MI 48236 (c) Title and Class of Securities: Class A Item 2. Identity and Background (a) Name: Baron Capital Group, Inc. ("BCG") BAMCO, Inc. ("BAMCO") Baron Capital Management, Inc. ("BCM") Baron Asset Fund ("BAF") Ronald Baron (b) Business Address: 767 Fifth Avenue New York, NY 10153 (c) Present Principal Business or Employment: BCG: Holding company BAMCO: Investment adviser BCM: Investment adviser BAF: Registered investment company Ronald Baron: Chairman & CEO: BCG, BAMCO, BCM; BAF 767 Fifth Avenue New York, NY 10153 (d) Record of Convictions: No material change. (e) Record of Civil Proceedings: No material change. (f) Citizenship: No material change. Item 3. Source and Amount of Funds or Other Consideration Sincethe last filing, BAMCO directed the purchase of 6,750 shares of the Issuer for its Investment Advisory clients for an aggregrate purchase price of $130,655. All of the shares were paid for by cash assets in the respective client accouns and/or by margin borrowings pursuant to standard margin agreements. Page 8 of 11 Pages Item 4. Purpose of Transaction No material change. Item 5. Interest in Securities of the Issuer (a) Amount and percentage beneficially owned*: BCG: 7,088,390 38.67% BAMCO: 5,156,400 28.13% BCM: 1,931,991 10.54% BAF: 4,140,000 22.59% Ronald Baron: 7,088,390 38.67% (b) Number of shares as to which such person has: (i) sole power to vote or direct the vote: BCG: 830,000 BAMCO: 0 BCM: 830,000 BAF: 0 Ronald Baron: 830,000 (ii) shared power to vote or direct the vote: BCG: 6,258,390 BAMCO: 5,156,400 BCM: 1,101,991 BAF: 4,140,000 Ronald Baron: 6,258,390 (iii) sole power to dispose or to direct the disposition: BCG: 830,000 BAMCO: 0 BCM: 830,000 BAF: 0 Ronald Baron: 830,000 (iv) shared power to dispose or direct the disposition: BCG: 6,258,390 BAMCO: 5,156,400 BCM: 1,101,991 BAF: 4,140,000 Ronald Baron: 6,258,390 *Reporting Persons may be deemed to share power to vote and dispose of shares referred to herein as a result of control relationships (BCG and Ronald Baron with respect to all of the shares; BAMCO with respect to the BAF shares) and pursuant to investment advisory relationships with advisory clients. Reporting Persons disclaim beneficial ownership of the shares for which they share power. (c) A schedule of transactions effected in the last sixty days is attached hereto. Page 9 of 11 Pages (d) Ownership of More than Five Percent on Behalf of Another Person: No material change. (e) Ownership of Less than Five Percent: Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer No material change. Item 7. Material to be Filed as Exhibits Exhibit 99 - 60 days of trading. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 28, 2003 Baron Capital Group, Inc., BAMCO, Inc., Baron Capital Management, Inc. and Baron Asset Fund By: /s/ Ronald Baron _______________________________________ Ronald Baron, Chairman and CEO EX-99 3 bidtrans0327.txt TRANSACTION SCHEDULE Saga Communications Transaction Schedule From 01-29-03 To 03-27-03 Exec. Date Account ID Activity Quantity Price Exchange - -------- ------------ ---------- ---------- ------- -------- 1/29/03 bamco sl 2,500 17.9392 MSE 1/31/03 bamco sl 1,200 17.4900 MSE 1/31/03 bamco sl 4,300 17.1730 MSE 1/31/03 bcm by 900 16.9981 MSE 1/31/03 bcm by 100 16.9981 MSE 1/31/03 bcm by 600 16.9981 MSE 1/31/03 bcm by 200 16.9981 MSE 1/31/03 bamco by 800 16.9981 MSE 2/3/03 bamco sl 1,300 17.3300 MSE 2/3/03 bamco sl 700 17.3300 MSE 2/3/03 bcm sl 1,000 17.2710 MSE 2/4/03 bamco sl 2,000 17.5000 MSE 2/4/03 bcm sl 2,000 17.4875 MSE 2/5/03 bamco sl 5,500 17.5000 MSE 2/6/03 bcm by 3,100 16.9500 MSE 2/6/03 bcm by 300 16.9500 MSE 2/6/03 bcm by 200 16.9500 MSE 2/6/03 bcm by 200 17.1500 MSE 2/6/03 bcm by 2,600 16.9500 MSE 2/6/03 bcm by 100 17.1500 MSE 2/6/03 bcm by 900 16.9500 MSE 2/6/03 bamco by 3,200 16.9500 MSE 2/10/03 bamco sl 2,500 17.2000 MSE 2/10/03 bcm by 5,000 16.9000 MSE 2/19/03 bamco sl 3,300 17.0000 MSE 2/21/03 bamco sl 4,700 16.3268 MSE 2/24/03 bamco sl 2,000 16.5000 MSE 2/26/03 bcm by 1,800 16.7633 MSE 2/27/03 bamco sl 2,500 16.8340 MSE 2/28/03 bamco sl 1,500 17.3520 MSE 3/3/03 bcm sl 950 16.9300 MSE 3/4/03 bamco sl 6,000 17.0833 MSE 3/4/03 bcm by 1,700 17.0053 MSE 3/4/03 bcm sl 600 17.0000 MSE 3/5/03 bcm sl 2,500 16.9740 MSE 3/6/03 bcm by 1,900 17.1500 MSE 3/6/03 bcm sl 7,500 17.3247 MSE 3/10/03 bcm sl 300 17.6500 MSE 3/11/03 bcm sl 3,200 17.2825 MSE 3/11/03 bcm by 2,100 17.1476 MSE 3/12/03 bcm sl 1,000 16.9950 MSE 3/12/03 bcm sl 100 17.0000 MSE 3/12/03 bcm sl 3,500 16.9057 MSE 3/13/03 bcm sl 6,700 17.3172 MSE 3/14/03 bcm sl 39,100 17.1919 MSE 3/14/03 bcm sl 1,600 17.2850 MSE 3/17/03 bamco sl 1,600 17.7000 MSE 3/17/03 bcm sl 500 17.7000 MSE 3/17/03 bcm sl 1,000 17.3250 MSE 3/17/03 bcm sl 700 17.6133 MSE 3/17/03 bcm sl 400 17.7000 MSE 3/17/03 bcm sl 700 17.3250 MSE 3/17/03 bcm sl 500 17.6133 MSE 3/17/03 bcm sl 2,100 17.7738 MSE 3/17/03 bcm sl 4,900 17.7310 MSE 3/18/03 bamco sl 2,800 18.2100 MSE 3/18/03 bamco sl 2,100 18.1940 MSE 3/18/03 bcm sl 1,500 18.2100 MSE 3/18/03 bcm sl 1,300 18.1940 MSE 3/18/03 bcm sl 100 18.2100 MSE 3/18/03 bcm sl 100 18.1940 MSE 3/19/03 bamco sl 14,900 18.1250 MSE 3/19/03 bamco sl 2,500 18.4863 MSE 3/19/03 bcm sl 8,400 18.1250 MSE 3/19/03 bcm sl 1,300 18.4863 MSE 3/19/03 bcm sl 500 18.1250 MSE 3/20/03 bcm sl 1,300 18.3300 MSE 3/20/03 bcm sl 1,400 18.5140 MSE 3/20/03 bcm sl 5,400 18.3300 MSE 3/20/03 bcm sl 6,100 18.5140 MSE 3/21/03 bcm sl 2,700 18.8371 MSE 3/21/03 bcm sl 850 18.4000 MSE 3/21/03 bcm sl 11,600 18.8371 MSE 3/25/03 bcm sl 600 18.6443 MSE 3/25/03 bcm sl 2,900 18.6443 MSE 3/27/03 bcm sl 83,600 17.2500 MSE 3/27/03 bcm sl 200 18.0008 MSE 3/27/03 bcm sl 7,225 17.2500 MSE 3/27/03 bcm sl 455,975 17.2500 MSE 3/27/03 bcm sl 1,025 18.0008 MSE 3/27/03 baf sl 576,100 17.2500 MSE -----END PRIVACY-ENHANCED MESSAGE-----